• April 2008 FEATURE ARTICLES •
RHIOs and the NHIN
The Federated Advantage
Data exchange between healthcare organizations in RHIOs is a hot topic. Can federated models end the debate?
By Andy Hurd
Regional Health Information Organization
(RHIO). That's the catchphrase of the year — maybe of the
decade. Leading edge hospitals are reporting their success in
RHIO deployments as their peers observe the movement with
growing interest and lessening trepidation.
There is legitimate reason for concern.
Attempting secure data exchange across multiple, unrelated
provider systems can be a complicated and expensive endeavor…or
not. The federated model could easily address the security,
confidentiality and privacy issues that threaten to derail RHIO
expansion.
New and Improved Technology
Data federation technology, which draws upon
non-centralized repositories of patient data, has been around
for more than a decade, but its adoption in the healthcare world
has been slow until recently. Several variables influenced this
change in behavior.
First, the growing demand for access to all
relevant medical data at the point of care, as well as remotely,
has led to the evolution of healthcare IT solutions that pull
data from multiple applications to deliver a comprehensive,
longitudinal view of the patient. These data-aggregating
products allow physicians to access clinical notes, flow sheet
views, radiology reports, lab results, clinic and OR schedules,
e-mail, secure messaging and clinical content sources.
Second, the movement of the industry towards
RHIOs and, eventually, the National Health Information Network
(NHIN), has introduced significantly greater complexity. Past
models included the heavy lifting and high cost of centralizing
the patient data that was extracted from the various RHIO member
organizations into a central (and duplicate) database. The
politics of data ownership and the lack of confidence in the
complex synchronization that this required often stalled
projects before they even started. Additionally, there is no
standardization of data access or usage policies among the
various facilities, let alone within the industry. High cost,
long lead times, the latency inherent in a complex database
model, and the politics of data ownership in the central data
repository model have opened the door for a more elegant
solution.
Many predict that the next generation of patient-centric Web portal solutions, will not only draw from patient data within an enterprise, such as a RHIO, but also from the ubiquitous Internet itself.
The remedy to these ills is a "truly"
federated data model, which does not demand that data be moved,
replicated or modified; thus, eliminating the politics of data
ownership and the lack of confidence in the newness and accuracy
of the data. Instead, hospital physicians interact with a
virtual, real-time, "single view" of patient data that resides
in multiple, diverse databases. The seamless viewing experience
is generated by a Web portal solution that adheres to the access
rights set forth by the original database owner.
Some so-called federated models rely on
centralization during the manipulation phase, which occurs after
the data is drawn from the native applications and before
pushing it out to the Web portal for viewing. This is not a true
federated model and, as such, is still afflicted with the
aforementioned data integrity and latency issues. A true
federated model aggregates data to ensure that there is zero
centralization of patient information. This translates into less
risk of security, privacy or confidentiality breaches.
Another benefit of the federated data model
is that there are no changes required to the legacy
applications. Furthermore, because there is no need for complex
back-end data integration, deployments can move rapidly with
numerous rollouts in as soon as three months, as opposed to the
three or more years for centralized data solutions. Moreover,
the federated structure allows for easy integration of
additional hospitals into the system as the RHIO expands.
Federated models also enable organizations to
quickly and efficiently pull data for the purpose of evaluation
of performance and quality improvement objectives. These are
increasingly vital criteria as providers strive to meet the
challenges set forth by the Centers for Medicare and Medicaid
Services.
Don't Believe the Hype?
Naysayers question the long-term viability of
the federated model in healthcare. Some argue that federated
solutions cannot manage the complicated, discrete databases that
are common within RHIOs. These databases, which are owned by
separate towns, parishes or large hospital groups, may have
their own management structures and internal policies. But
successful deployments exist that have handled large quantities
of database sources, each with different tax systems, lab
applications and distinct operating platforms. This
enterprisewide interoperability — once seen as unachievable —
has now become one of the most valuable aspects of the federated
data model solution.
The politics of data ownership and the lack of confidence in the complex synchronization that this required often stalled projects before they even started.
Another argument is that the solutions cannot
handle large data volumes at one time. The twist to this claim
is that these Web portal solutions process data requests using a
role-focused filter, which aggregates the data according to the
given user's access rights. The portal would rarely, if ever,
need to extract a significant volume of data for one user's
request; thus, making the debate essentially irrelevant.
Many have also decried the inherent problems
with rolling out enterprisewide updates via these solutions.
However, because the data always remains within the control and
ownership of the native database owner, there would be no
enterprisewide updates. Each organization would manage their own
systems as they have done in the past. The federated Web portal
solution runs its own software updates, which would not impact
the client PCs or the native databases.
Best Practices of YouTube
There are lessons to be learned from business
successes such as YouTube when it comes to data sharing and
delivery. One lesson relates to "mash-ups," the user-generated
videos that result from modifications of existing digital files
using various audio, video and graphic or text elements. In the
healthcare world, "mash-ups" refer to a slightly different
process of combining content formats and delivery. Many predict
that the next generation of patient-centric Web portal
solutions, will not only draw from patient data within an
enterprise, such as a RHIO, but also from the ubiquitous
Internet itself. In other words, evidence-based medicine and
best practices available via the Internet could be integrated
real-time into Web portal solutions to further enhance clinical
decision making at the point of care.
Technology and Telemedicine
We can embrace the era of telemedicine thanks
to the evolution of federated technology. The ability to link
healthcare providers across broad regions facilitates and
improves the coordination of specialized care and collaboration
between remote general physicians and specialists. Prior to this
simultaneous, real-time access to patient data, rural physicians
and their patients often had to wait for weeks to see a visiting
specialist. Delays were further extended while waiting on files
and release forms sent by mail. By using a federated Web portal
solution, a specialist consultation can take place within 24 to
48 hours of the general physician's request.
One of the most powerful outcomes is the
improvement in the health and welfare of communities that have
suffered from lack of quality care and limited resources. "The
expanded depth and continuity of care possible with federated
Web portal solutions enables hospitals to serve people in
underserved communities," says Jamie Welch, CIO of the Louisiana
Rural Hospital Coalition.
"The resulting decrease in hospital length of
stay and reduction of hospital admissions has resulted in
significant budgetary savings," he says. "This is a tremendous
boon for strapped, state-run hospitals that carry the burden of
underinsured or uninsured citizens' care."
The Time is Now
The age of RHIOs has arrived, as we employ
technology to link all of our patient data into a virtual,
universal view. Yet, we have only just begun this journey with
the ultimate destination of the NHIN still before us. We will
continue to face challenges to preserve the integrity and vision
of improved patient care as we balance technological
opportunities and risks.
Implementing a RHIO: A mini-case history
According to the Louisiana Department of
Health and Hospitals' 2007 Health Insurance survey, 21.2
percent of Louisiana residents are uninsured. Many of these
residents live in rural, medically under-served areas and
rely on state-run facilities for their primary healthcare.
Consequently, they often travel to one of the state's 10
public hospitals for care, stretching the resources of those
facilities to their limits. One such facility is Louisiana
State University Health Sciences Center in Shreveport
(LSUHSC-S), the state's only remaining Level I trauma center
after Hurricane Katrina closed Charity Hospital in New
Orleans in 2005.
To ease the burden on its health system
and improve access to specialist care in rural areas, the
Louisiana Rural Hospital Coalition Inc. (LRHC) in
conjunction with the LSUHSC-S developed a progressive
eHealth initiative. By mid-2007, they had received $13
million in funding from the Louisiana legislature to create
a statewide network that would enable 24 rural hospitals to
access an integrated, patient-centric Web portal system to
support a statewide telemedicine program, a cornerstone of
their eHealth vision.
Previous attempts at telemedicine had
been stymied by the lack of secure and timely access to
patient data, as well as by the extended deployment time and
cost for available centralized data solutions. "We
originally envisioned using a centralized data model, but
quickly realized that we would spend three years hammering
out governance, privacy and data ownership issues," says
Jamie Welch, CIO of the LRHC. "Hospitals are very protective
of their patient data and do not wish to permit other
facilities' physicians to alter that data."
After evaluating models used by other
successful regional health information organizations
(RHIOs), the LRHC and the LSUHSC-S concluded that the
federated data model would address their concerns. Under
that model, clinicians would access patient information
without moving it from the clinical systems where it was
stored; thus, allowing participating facilities to maintain
control and ownership of their respective data. "In addition
to requiring the federated data model, our RFP stated that
there would be no storage of patient data during any point
in the process in order to ensure a fast deployment, reduced
risk to data integrity and improved security and privacy of
patient data," says Welch.
The collaborating Louisiana healthcare
organizations selected the secure open system Web portal
solution jointly proposed by Carefx, CA Inc., IBM and
Initiate Systems. IBM's Websphere and Carefx's Fusion would
make up the portal framework while CA would provide user
authentication and single sign-on, policy-based
authorization, identity federation and auditing of access.
Initiate Systems would implement the enterprise master
person index (EMPI) for accurate patient identification.
On March 20, 2008, the RHIO went live,
with all 24 participating facilities able to conduct
teleconsultations with LSUHSC-S. Within the first year,
seven of the 24 hospitals will utilize these systems to
support teleconsultations. The comprehensive Web portal
solution will be deployed in the remaining facilities within
the next three years, with a total of 2,500 physician
licenses to accommodate future growth.
In preparation for the portal deployment,
the LSUHSC-S installed a secure VPN tunnel between the host
computers at LSUHSC-S and the rural hospitals. In addition,
the seven hospitals implemented picture archiving and
communications systems and hospital information systems.
Even with the initial infrastructure
investments, Louisiana leaders expect to reap significant
savings through the state's telemedicine program and its
accompanying Web portal platform. "Rural patients would
often have to wait for three weeks or more to see a
specialist and then the specialist would have 25
consultations in one day," says Welch. "In urgent medical
situations, the patient would be driven to LSUHSC-S,
delaying critical care for the patient and incurring
additional costs for the state hospital. Now, we can set up
a specialist teleconsultation within 1-2 days of the rural
physician's request, which cost-effectively meets the
medical needs of the rural community."
The Louisiana RHIO has already made great strides in
realizing its dream of providing extensive specialist care to
its underserved rural population. A total of 24 hospitals will
benefit from real-time access to medical data to improve patient
outcomes and an advanced telemedicine system that leads the
nation in innovation. "Thanks to this innovative portal
technology, we can now ensure proper care for our often
forgotten rural citizens," says Welch.
Andy Hurd is chairman and CEO of Scottsdale,
Ariz.-based Carefx Corp., a provider of information
aggregation tools designed to streamline clinical workflow. He
can be reached at
ahurd@carefx.com.